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Corporate Governance & Compliance

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Services & Industries >> Corporate Governance & Compliance >> Securities and Exchange Commission (SEC) Compliance

Securities and Exchange Commission (SEC) Compliance

We help corporations comply with state and federal regulatory requirements, investigations and enforcement actions. We assist in areas such as: 

  • Routine SEC reporting 
  • Dodd-Frank Wall Street Reform and Consumer Protection Act 
  • Sarbanes-Oxley Act 
  • Corporate oversight 
  • Internal investigations 
  • SEC investigations and enforcement 
  • California Department of Corporations investigations and enforcement